2025.findings-emnlp.338@ACL

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#1 Understanding Refusal in Language Models with Sparse Autoencoders [PDF] [Copy] [Kimi] [REL]

Authors: Wei Jie Yeo, Nirmalendu Prakash, Clement Neo, Ranjan Satapathy, Roy Ka-Wei Lee, Erik Cambria

Refusal is a key safety behavior in aligned language models, yet the internal mechanisms driving refusals remain opaque. In this work, we conduct a mechanistic study of refusal in instruction-tuned LLMs using sparse autoencoders to identify latent features that causally mediate refusal behaviors. We apply our method to two open-source chat models and intervene on refusal-related features to assess their influence on generation, validating their behavioral impact across multiple harmful datasets. This enables a fine-grained inspection of how refusal manifests at the activation level and addresses key research questions such as investigating upstream-downstream latent relationship and understanding the mechanisms of adversarial jailbreaking techniques. We also establish the usefulness of refusal features in enhancing generalization for linear probes to out-of-distribution adversarial samples in classification tasks.

Subject: EMNLP.2025 - Findings